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J Thorac Cardiovasc Surg 2001;121:0268-0278
© 2001 The American Association for Thoracic Surgery
Surgery for Acquired Cardiovascular Disease |
From the Division of Cardiovascular Surgery of Toronto General Hospital and University of Toronto, Toronto, Ontario, Canada.
Received for publication May 4, 2000. Revisions requested Aug 9, 2000; revisions received Aug 31, 2000. Accepted for publication Oct 12, 2000. Address for reprints: Tirone E. David, MD, 200 Elizabeth St, EN13-219, Toronto, Ontario, Canada M5G 2C4 (E-mail: tirone.david{at}uhn.on.ca).
| Abstract |
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| Introduction |
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| Patients and methods |
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Between September 1982 and December 1994, 670 consecutive patients underwent isolated AVR (AVR group), 310 patients underwent isolated MVR (MVR group), and 148 patients underwent aortic and mitral valve surgery with the Hancock II bioprosthesis at Toronto Western Hospital (1982 through 1989) and Toronto General Hospital (1989 through 1994). Because of the relatively small number of patients undergoing double valve surgery (many patients had one valve replaced and the other repaired), this group was excluded from this analysis.
Tables I and II summarize the preoperative clinical profiles and the operative variables of each group. Mean age was 65 ± 12 years in AVR patients and 65 ± 11 years in MVR patients. Although the 980 operative procedures were divided among 12 surgeons, 2 surgeons performed approximately three quarters of the operations (493 AVR: 74%; 243 MVR: 78%). Patients who underwent mitral valve repair and AVR with a Hancock II bioprosthesis were excluded from the AVR group. Patients with significant coronary artery disease (CAD) on preoperative angiography underwent concomitant coronary artery bypass graft surgery.
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To minimize transvalvular gradients, we attempted to match patient body surface area to bioprosthetic size using guidelines based on the hemodynamic performance of the Hancock II bioprosthesis.
2,3 To accomplish this, we had to enlarge the aortic anulus with a patch in 125 (19%) patients undergoing AVR. In general, patch enlargement enabled insertion of valves 1 to 2 sizes larger than would have otherwise been possible without enlargement.
From 1985 to 1989, all patients undergoing bioprosthetic valvular replacement at the two hospitals were discharged from the hospital on a regimen of daily warfarin sodium for the first 3 months postoperatively, followed by lifelong aspirin therapy. This practice was discontinued in 1990, after which only patients with bioprosthetic MVR were given warfarin for the first 3 postoperative months.
Operative survivors underwent at least one echocardiographic evaluation during the first postoperative year, along with additional evaluations in the event of cardiac or valve-related complications. Postoperative complications were prospectively monitored and analyzed according to guidelines set forth by The American Association for Thoracic Surgery.
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Outcomes
The primary outcome in this analysis was all-cause mortality. Cause of death was established from hospital records or autopsy reports when available. Operative death was defined as any death in the hospital or at home within 30 days after the operation.
Bioprosthetic valve dysfunction provided a secondary outcome. This was defined as any clinically relevant valvular stenosis or insufficiency documented by Doppler echocardiography, reoperation, or autopsy. For the purpose of these evaluations, the date of reoperation, rather than the date of echocardiographic confirmation of structural valve deterioration (SVD), was considered as the failure date in patients with valve dysfunction. However, all patients who underwent reoperation had Doppler echocardiography within 90 days of their redo operation. We may, therefore, have slightly over-estimated the time to SVD; however, we believe that this method of ascertaining SVD would have contributed to noise, rather than bias for subgroup comparisons.
Additional outcomes included thromboembolic events (only the first event being included in the analyses), bioprosthetic valve endocarditis, and repeat AVR or MVR.
Statistical analyses
SAS 6.12 for Windows was used for statistical analyses (SAS Institute, Inc, Cary, NC). Continuous variables are presented as mean ± standard error unless otherwise noted.
Univariate analysis
Differences in prognostic variables between groups were evaluated by t tests for continuous variables and the
2 or Fisher exact test for categoric variables. The term actuarial is used in this report to describe the evaluation, not the method, of time-related data. Time-related data such as survival, freedom from reoperation, thromboembolic events, SVD, or combined valve-related events were analyzed univariately by the Kaplan-Meier method and the log-rank test.
Actual versus actuarial freedom from SVD
Actual versus actuarial freedom from SVD were also evaluated by methods previously described by Grunkemeier and colleagues.
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Multivariable analysis
The preoperative variables tested for their univariate and multivariable association with the outcomes included age, sex, New York Heart Association (NYHA) functional classification, left ventricular grade (1 = ejection fraction > 60%, 2 = ejection fraction 40-60%, 3 = ejection fraction 20-39%, 4 = ejection fraction < 20%), preoperative electrocardiographic rhythm (sinus, atrial fibrillation/flutter, heart block), endocarditis, CAD, valvular lesion (stenosis, insufficiency, mixed), and previous cardiac operation. Patch aortic annuloplasty was tested in the multivariable models for the aortic position.
Operative death was evaluated multivariably by logistic regression analysis and long-term outcomes were evaluated by Cox regression analyses. For all multivariable models, the same model-building strategy was used: those variables with a univariate P value < .25 or those of known biologic significance but failing to meet the critical
level were submitted for consideration to regression analysis via the use of stepwise selection, which combined forward selection with backward elimination, to determine the independent, multivariable predictors of each outcome. Interactions with age were tested in these models, but none was significant. The presence of CAD is a significant confounding factor in the evaluation of survival after valve surgery. We have therefore presented a separate multivariable survival model for those patients without CAD.
| Results |
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A summary of the causes of late death in both groups is shown inTable III. There were 208 late deaths in the AVR group and 124 late deaths in the MVR group. Actuarial survival at 15 years was 47% ± 3% in the AVR group and 30% ± 5% in the MVR group(Fig 1). Among the late deaths in the AVR group, 28 (4%) were valve-related, 81 (12%) were cardiac-related (non-valve), and 96 (15%) were due to other causes. Among the late deaths in the MVR group, 24 (8%) were valve-related, 58 (19%) were cardiac-related, and 41 (13%) were due to other causes. In 3 AVR patients and in 1 MVR patient, the exact cause of death was unknown.
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Actuarial survival in patients after MVR who were less than 65 years of age was 43% ± 8%; those 65 years and older had a 15-year survival of only 20% ± 7% (P = .002). MVR patients with symptoms at rest had a 15-year survival of 15% ± 5%, compared with 45% ± 8% (P = .0001) for those in NYHA classes I-III. Survival at 15 years in MVR patients with poor ventricular function was only 10% ± 8% compared with 36% ± 6% (P = .0001) for those with grade 1 or 2 left ventricular function. The presence of CAD in MVR was associated with a 15-year survival of 20% ± 7%, whereas those without CAD had a survival of 37% ± 7% (P = .003).
Site-specific multivariable models are presented inTables IV (AVR) and V (MVR) for all-cause mortality, mortality in patients without CAD, and thromboembolic events. Because the number of events was relatively small for SVD, reoperation, and valve-related mortality, these multivariable models are presented inTable VI for the combined AVR plus MVR data set. In these combined models, valve site was included in the list of prognostic variables submitted for consideration to the analysis.
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Thromboembolic events
There were no documented thromboses of the implanted Hancock bioprostheses in this series. Sixty (9%) late thromboembolic events occurred in patients with AVR: 43 (6.5%) were defined as strokes and 17 (2.6%) as transient cerebral ischemic attacks. Ten (23%) of the strokes were fatal. Twenty-three (8%) late thromboembolic events occurred in patients with MVR: 20 (6.5%) were defined as strokes and 3 (1.0%) as transient cerebral ischemic attacks. Nine (45%) of the strokes were fatal. The actuarial freedom from thromboembolic events at 15 years was 83% ± 3% in the AVR group and 87% ± 3% in the MVR group. Advanced age and preoperative atrial fibrillation were associated with an increased risk of thromboembolic events by Cox regression analysis.
Bioprosthetic valve endocarditis
Bioprosthetic valve endocarditis developed in 18 (2.7%) patients in the AVR group. Antibiotic therapy along with reoperation was undertaken in 7 patients, all of whom survived. The remaining 11 patients, none of whom survived, were treated conservatively. Nine of these patients were deemed to have inoperable disease because of one of more of the following factors: advanced age, poor ventricular function, multiorgan failure, or previous complex operation for endocarditis with multiple abscesses. In 2 patients the diagnosis of prosthetic valve endocarditis was established at autopsy. Bioprosthetic valve endocarditis developed in 11 (3.6%) patients in the MVR group. Antibiotic therapy along with reoperation was undertaken in 4 patients, all of whom survived. The remaining 7 patients, none of whom survived, were treated conservatively because they were deemed to have inoperable disease. The actuarial freedom from endocarditis at 15 years was 96% ± 1% in the AVR group and 91% ± 4% in the MVR group. Preoperative atrial fibrillation was the only variable that was predictive of endocarditis (RR = 2.4; 95% CI = 1.15.1; P = .02). However, because of the relatively small number of events for this outcome, there is a very real potential for making a type II statistical error.
SVD
Bioprosthetic valve dysfunction due to SVD occurred in 49 patients. Of the 23 patients with SVD in the AVR group, only 1 (0.2%) was 65 years of age or older. Conversely, of the 26 patients with SVD in the MVR group, 8 (5.0%) were 65 years of age or older. All but 1 patient with SVD in the AVR group underwent reoperation, whereas 21 of the 26 patients with SVD in the MVR group underwent reoperation. The actuarial freedom from SVD at 15 years was 81% ± 5% in the AVR group and 66% ± 6% in the MVR group(Fig 2). Younger age, the mitral valve position, and poor ventricular function were independently predictive of SVD(Table VI
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Overall valve-related morbidity or mortality
The overall freedom from any valve-related morbidity or mortality at 15 years was 59% ± 5% in the AVR group and 48% ± 6% in the MVR group. Preoperative atrial fibrillation and poor ventricular function were predictive of valve-related morbidity or mortality(Table VI
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Late NYHA functional classification
At the time of last follow-up, 517 (53%) patients were alive with their original Hancock II bioprostheses (387 AVR, 130 MVR). Among those who underwent AVR, 52% were in NYHA functional class I, 30% were in class II, 17.7% were in class III, and 0.8% were in class IV. Only 1 patient in classes III or IV had echocardiographic evidence of bioprosthetic aortic valve dysfunction (this patient was included in the analysis for SVD). Among those who underwent MVR, 38% were in NYHA functional class I, 35% were in class II, and 27% were in class III. Five patients in class III had echocardiographic evidence of bioprosthetic mitral valve dysfunction.
| Discussion |
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Although numerous factors affect long-term survival after AVR, hemodynamic performance of the valve may also play a significant role. We believe that high transvalvular gradients across the aortic valve have adverse effects on the patients' symptoms, ventricular function, and ultimately survival. The 15-year survival of our patients who had AVR was better than that of other series of patients with similar age and risk factors.
9-14 Indeed, a report by Ikonomidis and colleagues
9 documented better long-term survival after AVR in patients with Hancock II bioprostheses than in patients with the standard Hancock valve. We believe that the hemodynamic performance of the Hancock II valve coupled with patch enlargement of the aortic anulus used to avoid patient-prosthesis mismatch played a role in the difference of outcomes. The smallest Hancock II bioprosthesis available for AVR is size 21, and its effective orifice area is 1.1 to 1.2 cm2.
2 For this reason, we believe this size of valve should not be implanted in a patient with a body surface area larger than 1.6 m2 if patient-prosthesis mismatch is to be avoided.
2,15 Similarly, a Hancock II size 23 (effective orifice area of 1.3 to 1.4 cm2) should not be implanted in a patient with a body surface area larger than 1.7 m2. To avoid patient-prosthesis mismatch, 19% of our AVR patients had patch enlargement of the aortic anulus. As seen inTable II
, only 7% of our patients had size 21 valves. Patch enlargement of the aortic anulus was not performed in these patients because their anuli could not accommodate a size 21 Hancock II bioprosthesis. Patch enlargement of the aortic anulus was not an independent predictor of any adverse event in our multivariable models. High gradients across bioprosthetic heart valves can also be a problem after MVR. A Hancock II bioprosthesis smaller than size 27 should not be implanted in the mitral position of adult patients. In this series, 11 patients had MVR with valve size 25 and none of 10 operative survivors were in NYHA functional class I postoperatively.
Long-term survival after AVR or MVR is highly dependent on the patients' ages and comorbid conditions.
16,17 Multivariable analysis revealed that advanced age, NYHA functional class IV, left ventricular ejection fraction below 40%, and active endocarditis were independent predictors of late mortality after AVR or MVR in our series. CAD was also a predictor of late mortality in the AVR group. According to a previous report by our group, as the number of the aforementioned risk factors increases, the long-term survival decreases after AVR.
18 These variables are important to aid the surgeon in discussions with the patient about the most appropriate type of heart valve prosthesis for AVR or MVR and to estimate the probability of reoperation for SVD.
The rates of thromboembolic events and infective endocarditis after AVR or MVR with the Hancock II bioprosthesis are similar to those reported for other stented porcine and pericardial valves.
10-14,18 We found that advanced age and atrial fibrillation increased the risk of thromboembolic events in both the AVR and MVR groups.
Bioprosthetic valve endocarditis was an uncommon but extremely serious valve-related complication in this series. The risk of endocarditis was highest during the first year after the operation and then decreased to a low but constant risk in both groups of patients. Our attempt to model this outcome should be interpreted with caution; we may have missed some important predictors of prosthetic valve endocarditis due to the small number of events.
Age and valve position have been shown to be the most powerful determinants of bioprosthetic valve longevity, with increased durability in the aortic position of elderly patients.
8,10-14 Accordingly, in our series the Hancock II bioprosthesis was found to be more durable in the aortic than in the mitral position. This difference in durability may be due to elevated closing pressures and, thus, increased hemodynamic stresses in the mitral position.
10 Older patients who had AVR with the Hancock II prosthesis were unlikely to outlive their bioprosthetic valve. In fact, only 1 of the 23 documented cases of SVD in the AVR group occurred in a patient who was 65 years of age or older. Conversely, 8 of the 26 cases of SVD in the MVR group occurred in patients 65 years of age or older. Therefore, our presentation of actual freedom from SVD using the age cut-point of less than or greater than 65 years(Figs 3
and4
) is for illustrative purposes only. In our multivariable models of SVD, we used age as a continuous variable and found that younger age, as well as the mitral site and ventricular dysfunction, were independently associated with an increased risk of SVD. The actual freedom from SVD at 15 years was 90% in the AVR group and 83% in the MVR group. Valves in the mitral position began to fail 6 years postoperatively, whereas valves in the aortic position did not begin to fail until 9 years postoperatively. Although younger patients had a higher prevalence of reoperation at follow-up, they did not demonstrate an increased frequency of valve-related deaths, owing in large part to the fact that all but 1 patient with SVD underwent successful reoperations.
A comparison of clinical outcomes of patients who had Hancock bioprostheses demonstrated the Hancock II model to be a more durable porcine valve.
9 This difference is likely due to improved stent design and porcine aortic valve treatment.
1 The Hancock II valve is at least as durable as the second-generation pericardial valves such as the Carpentier-Edwards Perimount prosthesis (Baxter Healthcare Corp, Edwards Division, Santa Ana, Calif).
13,14 Banbury and colleagues
14 reported an actuarial freedom from SVD at 12 years of 82% after AVR with the Carpentier-Edwards pericardial valve in a patient-population whose mean age was 65 years. Poirier and colleagues
13 reported an actuarial freedom from SVD at 14 years of 80% after AVR. The freedom from SVD in our patients who had AVR was better than in those two reports in a patient population of similar age. In the mitral position, the freedom from SVD for the Carpentier-Edwards pericardial valve was 81% ± 7% at 10 years in the series reported by Poirier and associates
13 and approximately 85% in a multicenter study reported by Marchand and colleagues.
18 The freedom from SVD in the mitral position in our series was similar to those reported for the Carpentier-Edwards pericardial valve.
Although this study confirms the favorable late results of the Hancock II bioprosthesis at our institution, its inherent limitations are those that apply to any observational outcomes analysis. Event rates were relatively small for some outcomes, which jeopardized the statistical power of some of our multivariable models (for example, we may have failed to identify an important predictor variable as significant). Nonetheless, the clinical outcomes with this bioprosthetic valve were very good. Furthermore, the durability of the Hancock II valve has been excellent, particularly in the aortic position and in patients 65 years of age or older. In view of the aforementioned, the Hancock II bioprosthesis offers an excellent option for tissue valve replacement.
| Appendix: Discussion |
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One of the important aspects of this series is that it can serve as a benchmark for comparison not only with the first-generation bioprostheses, but also with other second-generation bioprostheses, namely, the Edwards Supra-Annular bioprosthesis (Baxter) and the St Jude Medical Biocor bioprosthesis (St Jude Medical, Inc, St Paul, Minn). This will allow us to determine those factors that are improved in these prostheses that will contribute to improved durability. Is it tissue preservation? Is it stent design? These are very important factors with regard to improved durability.
The other important contribution is that the authors have used the cumulative incidence, or actual analysis, looking particularly at SVD. This method has been popularized by Dr Gary Grunkemeier from Portland in collaboration with Stanford University and the University of British Columbia. This method provides a more realistic evaluation of the influence of SVD on overall valve performance and information that can be supplied to patients.
I have a few comments and questions.
Have you considered using the actual method to look at valve-related mortality and morbiditynot as you have defined morbidity, but rather as permanent impairment from thromboembolism, endocarditis, or hemorrhagealso valve-related reoperation? It is conceivable that this kind of information is most important for us as surgeons, for our cardiology colleagues, and specifically for our patients. The patients want to know their risk of dying from this valve, of sustaining permanent impairment, and of requiring reoperation.
Our group is currently collaborating with Dr David's to assess some of my concerns regarding this prosthesis and its contribution in conjunction with our experience with second-generation prostheses. This study will also serve as a landmark for the current third-generation prostheses and the stented bioprostheses and their contributions in improving clinical performance and durability of prostheses.
Dr Cohen. Thank you very much, Dr Jamieson. I will address your second comment first. I agree with you completely regarding the merits of an actual versus an actuarial analysis. As you alluded to in your discussion, the actual risk or cumulative incidence is likely of greater relevance to both patients and surgeons alike. Since it is often not possible to follow up all patients until their death, the actuarial method estimates the event-free probability for a population in which death has been completely eliminated. However, what is of great interest for counseling purposes, as well as for expense planning, is the risk of an event occurring during the lifetime of a patient. For the purposes of this article, we chose only to analyze freedom from SVD via this method. However, I agree that application of such an analytical method to other parameters including thromboembolic complications, hemorrhagic complications, endocarditis, and reoperation is equally important. Perhaps we will pursue this in the future. With regard to your comments concerning a comparison with other second-generation porcine valves including the SAV, I think you will agree that the Hancock II valve is to the Hancock valve what the Carpentier-Edwards SAV is to the CE Standard valve, namely, an improved version of a first-generation porcine valve. However, in contrast to reports from your group, in which you found no differences in durability between the SAV and Standard valves at 15 years, in a collaborative effort with Dr Craig Miller's group in Stanford, we were able to demonstrate a dramatic improvement in freedom from SVD, reoperation, and valve-related morbidity and mortality with the Hancock II versus the Hancock I valve. Although the factors contributing to this profound improvement are difficult to ascertain, the Hancock II has undergone a number of design alterations aimed at improving its overall performance in comparison to the Hancock I. These include the use of a stent manufactured from the polymer Delrin, which is more flexible, more durable, and more creep resistant than previous stents; the application of the calcium retardant T6; the new supra-annular design; and the removal of the porcine septal muscle shelf to maximize the area available for flow. Now, can such findings be extrapolated to conclude a superiority of the Hancock II over other second-generation valves? Obviously not. This can only be determined with a properly designed study involving a head-to-head comparison of similar patient groups.
Dr Verdi DiSesa (Chicago, Ill). Did you use anticoagulants in any of these patients?
Dr Cohen. Until 1989, all of our patients undergoing bioprosthetic AVR and MVR received warfarin sodium (Coumadin) for 3 months postoperatively, after which warfarin was discontinued and antiplatelet therapy initiated. This practice changed in 1990, such that AVR patients no longer received warfarin, whereas MVR continued receiving warfarin for 3 months. Currently, the bioprosthetic AVR patients receive only antiplatelet therapy, which is usually initiated on the first postoperative day, unless, of course, other indications for warfarin therapy exist, such as atrial fibrillation.
Dr DiSesa. How many had chronic atrial fibrillation and therefore had long-term anticoagulation?
Dr Cohen. Unfortunately, I cannot recall the exact numbers. However, I would say that the percentage of patients with chronic atrial fibrillation was in the range of 10% in the AVR group and 45% in the MVR group.
Dr DiSesa. My patients whose mitral valves cannot be repaired usually have atrial fibrillation or other conditions requiring anticoagulation. Therefore, the old-style pig valves for MVR are not often an option. Do you think this valve has been incrementally improved enough, especially in the younger patients, that it is a real option for MVR?
Dr Cohen. Regarding the superiority of the Hancock II valve in the mitral position, I can only comment on improvements with respect to the Hancock I valve. In our collaborative studies with the Stanford group, although the Hancock II cohort had a higher prevalence of older patients, as well as patients in preoperative NYHA functional class IV, use of the Hancock I valve was found to be the most significant independent predictor of SVD and death. Moreover, propensity scores suggested an improved durability of the Hancock II mitral valve versus the Hancock I mitral valve. We do indeed believe that this valve is incrementally superior in the mitral position.
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