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J Thorac Cardiovasc Surg 2002;124:241-249
© 2002 The American Association for Thoracic Surgery
Cardiothoracic Transplantation (TX) |
From the Department of Surgery, Division of Cardiothoracic Surgery,a and the Department of Medicine, Division of Pulmonary Medicine and Critical Care,b Hospital of the University of Pennsylvania, Philadelphia, Pa, and the Department of Mathematics and Applied Statistics,c West Chester University, West Chester, Pa.
Received for publication May 9, 2001. Revisions requested June 15, 2001; revisions received Oct 10, 2001. Accepted for publication Oct 24, 2001. Address for reprints: Bruce R. Rosengard, MD, Division of Cardiothoracic Surgery, Department of Surgery, Hospital of the University of Pennsylvania, 3400 Spruce St, Silverstein 6th Floor, Philadelphia, PA 19104 (E-mail: brosenga{at}mail.med.upenn.edu).
| Abstract |
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| Introduction |
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Previous studies have reached differing conclusions regarding the effect of CPB in clinical lung transplantation.
8-11 However, these studies are confounded by the inclusion of patients for whom CPB was used on an emergency basis, single-lung recipients in whom graft function was variably affected by disease in the remaining native lung, and patients with several diagnoses that could independently affect outcome. The goal of this study was to determine whether CPB in itself has a deleterious effect on lung allograft function and clinical outcome by analyzing the cases of patients with a single disease entity undergoing bilateral sequential lung transplantation with elective use of CPB. We therefore performed a retrospective review that selected only patients with a diagnosis of chronic obstructive pulmonary disease (COPD) undergoing bilateral sequential lung transplantation with or without CPB. We hypothesized that CPB itself has minimal deleterious effect on allograft function and clinical outcome and that previous conclusions regarding the deleterious effects of CPB have been biased by patients' underlying diagnoses, the procedure chosen, and the circumstances in which CPB was used.
| Methods |
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1-antitrypsin deficiency underwent either single-lung (n = 85) or double-lung transplantation (n = 52). The indication for lung transplantation was severely compromised pulmonary function with a forced expiratory volume in 1 second (FEV1) less than 20% of predicted. In the setting of single-lung transplantation, it is difficult to account for the effects of the remaining diseased, native lung on the recipient's pulmonary function and clinical outcome. Moreover, issues of differential blood flow and airflow to the pulmonary allografts make the assessment of graft function difficult to interpret. Therefore recipients undergoing bilateral sequential lung transplantation without the use of CPB (n = 36) were compared with recipients undergoing bilateral sequential lung transplantation with the elective use of CPB (n = 14). The decision to use CPB to provide controlled pulmonary reperfusion pressure and flow to the newly implanted allograft during implantation of the second allograft was made before recipient pneumonectomy. Historically, our group has been using CPB for any single- or double-lung recipient with mean pulmonary artery pressure of 40 mm Hg or more on single-lung ventilation with maximum medical support (PCO2 25-30 mm Hg, inhaled nitric oxide at 40 ppm, intravenous alprostadil at the maximum tolerable dose keeping mean arterial pressure 60 mm Hg, and isoproterenol at the maximum tolerable dose keeping the heart rate 110 beats/min). According to the operative notes and anesthesia records, in no case did acute hemodynamic instability or oxygenation desaturation occur intraoperatively after the implantation and reperfusion of the first allografts, necessitating the emergency use of CPB. CPB was instituted before implantation of both lungs in 8 cases and after implantation of the first allografts in 6 cases. Two patients who did require emergency institution of CPB as a result of hemodynamic instability were excluded from this study, resulting in a total of 50 patients in this analysis. No other patients were excluded. One of these patients had immediate, hyperacute lung rejection, resulting in cardiopulmonary instability, cardiopulmonary arrest, and death. This patient had a positive (100% cytotoxicity) retrospective crossmatch and had pulmonary histologic and immunohistochemical (complement and antibody deposition) evidence of hyperacute rejection. The other patient displayed significant hemodynamic instability and pulmonary hypertension during the implantation of the second allograft while on single-lung ventilation with the newly implanted first allograft. Recipient demographic characteristics are listed in Table 1. Baseline pulmonary function tests were performed for all patients before transplantation as part of the preoperative workup. Ischemia time was defined as the interval between crossclamping of the donor aorta and reperfusion of the transplanted lungs. Ischemia times for both lungs were individually recorded.
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Clinical outcome
ICU stay and hospital stay in days after transplantation were reviewed. The change in postoperative renal function was analyzed by reviewing the baseline and the peak serum creatinine levels attained during the hospital course. The mean increase in serum creatinine level (peak minus baseline) was calculated. Patient records were also reviewed for bronchial anastomotic complications and the prevalence of bronchiolitis obliterans syndrome (BOS), as defined by the International Society for Heart and Lung Transplantation.
12 Transfusion requirements in terms of packed red blood cells, fresh-frozen plasma, and platelets were compared by reviewing blood bank records. The 30-day mortality and 1-year and 3-year survivals were compared to examine the short- and intermediate-term clinical outcomes.
Statistical analysis
Inspection of each outcome measure was conducted to determine the nature of its distribution. The choice of statistical model was dependent on each outcome distribution. For measures that appeared to be normally distributed or through a transformation were normally distributed, analysis of variance was used. For measures for which transformation did not lead to a normal distribution, alternate statistical models were implemented. Analysis of variance was used to compare the age of the recipients, preoperative and postoperative pulmonary function tests, PaO2/FIO2 ratio, increase in serum creatinine level, and ischemic times of the allografts. To adjust for surgeon variability, the surgeons were factored as covariates (analysis of covariance) only when analyzing ischemic times of the allografts. The cumulative logit model was used to evaluate the chest radiographic infiltrate scores. Because of their count nature, Poisson regression was used to evaluate ICU and hospital stays, mechanical ventilation requirement, and transfusion requirements (packed red blood cells, fresh-frozen plasma, platelets). Logistic regression was used to evaluate the 30-day mortality and 1- and 3-year survivals. In addition, Kaplan-Meier analysis (Wilcoxon test) was performed on the entire population and a subset of the non-CPB control patients (with transplantation between 1996 and 2000) to address the difference in the operation dates between the two groups for the survival analysis and to account for the heavy censoring. The Fisher exact test was used for small samples (30-day mortality). Bronchial anastomotic complication rate and the prevalence of BOS were also analyzed with the Fisher exact test.
| Results |
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Postoperative allograft function
There was no significant difference in postoperative mechanical ventilation requirement (median duration of intubation in days) between the CPB group (1 day) and the non-CPB group (1 day, P = .76; Figure 1). The mean differences in chest radiographic infiltrate scores between the first and second lungs implanted were compared at three time points after transplantation (1, 24, and 48 hours). At 1 hour after transplantation, the mean (±SD) differences in infiltrate score between the first and second allografts were 0.4 ± 0.5 in the CPB group and 0.2 ± 0.8 (P = .19) in the non-CPB group. At 24 hours, the differences in infiltrate scores were 0.3 ± 0.5 and 0.2 ± 0.6 in the CPB and non-CPB groups, respectively (P = .65). At 48 hours, the differences in infiltrate score were 0.1 ± 0.4 in the CPB group and 0.1 ± 0.4 in the non-CPB group (P = .99). None of the 14 patients in the CPB group had an infiltrate score in the first lung implanted that was 2 grades or more higher than in the second lung implanted at 1 hour, whereas 3 patients in the non-CPB group (n = 36) had an infiltrate score in the first lung implanted that was 2 grades or more higher than that in the second lung implanted at 1 hour. This trend was not statistically significant (P = .55). The ABG values were examined to calculate the PaO2/FIO2 ratios after transplantation at intervals of 1, 24, and 48 hours (Figure 2). Immediately on arrival in the ICU, the mean PaO2/FIO2 ratio in the CPB group was 376.6 ± 123 and that in the non-CPB group was 357.0 ± 218 (P = .75). These were recorded as the 1-hour PaO2/FIO2 ratios, because the ABG values were in all cases obtained at least 1 hour after reperfusion of the allografts. At 24 hours, the PaO2/FIO2 ratios were 309.9 ± 92 and 350.6 ± 122 in the CPB and non-CPB groups, respectively (P = .26). At 48 hours, the PaO2/FIO2 ratio in the CPB group was 335.0 ± 144 and that in the non-CPB group was 316.2 ± 120 (P = .64). Because this was not a prospective study, ABG values were not obtained at exactly 24 and 48 hours. The closest ABG determination to the reported interval was therefore used. At 1 year after transplantation, pulmonary function tests were performed to assess the intermediate-term allograft function (Figure 3). There were no significant differences between the two groups in the percentage of expected FEV1 (CPB 76.1% ± 17.0%, non-CPB 85.3% ± 21.7%, P = .24).
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| Discussion |
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1-antitrypsin disease. We have previously reported excellent results with this approach.Our study found that CPB was not associated with any deleterious effects on lung function, although we recognize that the small size of the study limits our ability to detect subtle differences. In terms of allograft function, the CPB group was not significantly different in duration of intubation, PaO2/FIO2 ratio, and 1-year pulmonary function test results. We also compared the chest radiographic infiltrate scores between the first and second lung implanted, recognizing that this is an unproven marker of asymmetric injury. The difference between the first and the second lung implanted infiltrate scores was not significantly different between the CPB group the non-CPB group. This assessment was not particularly sensitive, however, because our method of chest radiographic assessment was to assign grades on the basis of the official radiology report. It is therefore not surprising that mean infiltrate scores were not sensitive enough to demonstrate a difference. However, when we looked at the percentage of patients with a marked difference in infiltrate score between the two lungs (at least a 2-grade difference), we found that 3 of 36 patients in the non-CPB group had radiologic evidence of significant "first lung" injury. In contrast, none of the 14 patients in the CPB group had evidence of similarly severe injury. Although this trend was not statistically significant, it shows that CPB did not have a major deleterious effect and even suggests that CPB may be beneficial. To prove that hypothesis would clearly require a much larger study involving blinded, prospective scoring of chest radiographs. In terms of clinical outcome, the CPB group also did not exhibit significant differences in ICU stay, hospital stay, renal function, bronchial anastomotic complications, 30-day mortality, and 1-year and 3-year survivals. However, we did find that the prevalence of BOS was lower in the CPB group (0%) than in the non-CPB group (36.1%). Although this finding was statistically significant, we suspect that it may not reflect a true biologic phenomenon, because it is well established that the prevalence of BOS among heart-lung transplant recipients, who all require CPB, is no lower than in lung transplant recipients, some of whom do not undergo CPB. We did find a significant increase in blood transfusion requirements in the CPB group.
Approximately two thirds of the transplants performed in the non-CPB group occurred between 1993 and 1996. This is in contrast to the CPB group, in which all transplantation procedures were performed from 1996 to 2000. This raises the possibility that our results merely reflect a learning curve. Moreover, the differences in the starting dates between the two groups introduce heavily censored data into the Kaplan-Meier analysis. This is particularly relevant because our sample size was small. To address these issues, we analyzed a subset of patients who underwent lung transplantation between the period of 1996 to 2000 by means of logistic regression analysis. We found no statistically significant differences between the CPB (n = 14) and the non-CPB (n = 13) groups in the same parameters analyzed for the entire study period. However, we did see a better 3-year survival (64.3%) in the CPB group than in the non-CPB group (23.1%, P = .03). The impact of the learning curve for transplantation on patient clinical outcome is a valid concern, but the analysis of the subset of patients in the later group (1996 to 2000) suggested that it did not have a significant effect in our experience. To address the issue of heavily censored data, Kaplan-Meier analysis with the Wilcoxon test was performed. The analysis of the entire population as well as the subset of contemporaneous non-CPB control patients showed survival to be equivalent between the CPB and non-CPB groups. Survival appeared to be similar between the two groups once heavy censoring was accounted for, suggesting the significance of censoring in this sample size. The efficiency of the results from the logistic regression analysis was not impaired by the heavy censoring, further supporting its use as the optimal method for comparing the 30-day, 1-year, and 3-year survivals.
The theory that CPB may control reperfusion pressure and flow during implantation of second lung, thereby reducing overall ischemia-reperfusion injury to the first implanted allograft, has stimulated much debate and investigation. Without CPB, the diversion of the entire cardiac output to the first implanted lung can result in pulmonary overcirculation, which often translates into allograft dysfunction. In cardiac surgery as well as orthotopic heart transplantation, the benefits of controlled reperfusion with the use of CPB are well established both experimentally
15 and clinically.
16,17 The concerns of sudden reperfusion injury appear valid for lung transplantation. Experimental data have shown that increased flow and pressure may lead to lung dysfunction. In a canine model, Fullerton and associates
3 demonstrated that chronically increased pulmonary blood flow after creating a 3:1 left-to-right shunt resulted in dysfunctional pulmonary vasorelaxation. In an ex vivo rabbit model, DeLima and associates
2 demonstrated that rabbit lungs receiving high-flow reperfusion resulted in an increase in pulmonary vascular resistance, a decrease in dynamic airway compliance, and an increased wet/dry weight ratio. Furthermore, experimental and clinical studies have demonstrated the benefits of controlled reperfusion in lung transplantation. In an ex vivo rat lung model, Hopkinson and associates
4 demonstrated that controlled pressure reperfusion of pulmonary grafts resulted in improved pulmonary function. In an in vivo porcine lung transplantation model, Halldorsson and associates
18-20 demonstrated that reperfusion injury was avoided by controlling the composition (modified solution, leukocyte filter) and the conditions (pressure and rate) of the reperfusate. Recently, Lick and associates
21 reported a clinical series of 5 patients undergoing lung transplant procedures with a modification of the technique described by Halldorsson and associates.
18
Controlled reperfusion was achieved by passing the reperfusate through a leukocyte filter and into the transplant pulmonary artery at a controlled rate (200 mL/min) and pressure (<20 mm Hg). The investigators reported excellent functional results in these patients compared with historical control patients at their institution.
21
In addition to our review, other clinical studies have also added evidence that CPB is not deleterious to clinical outcome after lung transplantation. In a retrospective review of 162 patients, Triantafillou and associates
11 found no difference between the CPB and non-CPB groups in terms of time until extubation, time spent in the ICU, and time required to reach a PO2 on room air greater than 60 mm Hg. In a review of the Cleveland Clinic experience, Hlozek and associates
10 found no difference between the CPB and non-CPB groups in terms of patient survival, initial PaO2/FIO2, and length of ICU stay. However, they did find a significant difference in the duration of intubation and blood transfusion requirement.
Opponents of CPB argue that CPB elicits a "whole-body" inflammatory response that may be detrimental to the pulmonary allograft. It has been well documented that CPB activates leukocytes
22,23 and the complement pathway
24 and increases the release of cytokines and interleukins.
25,26 The introduction of activated blood components may result in acute lung injury. Fullerton and associates
7 demonstrated in a canine lung transplantation model that CPB exaggerates pulmonary vasomotor dysfunction in the transplanted lung, which results in a higher pulmonary vascular resistance. Clinical studies have also suggested the CPB may have a deleterious effect on patient morbidity and mortality. In a retrospective review of 100 patients undergoing lung transplantation, Aeba and associates
9 found that patients in the CPB group had significantly worse arterial-alveolar PO2 ratio, more severe pulmonary infiltrates on chest radiographs, longer duration of intubation, and worse survival at 1 month after operation than did the non-CPB group. Similarly, in a retrospective review of 94 double-lung transplantations, Gammie and associates
8 found that CPB was associated with more perioperative transfusion requirements, lower arterial-alveolar PO2 ratio, more severe pulmonary infiltrates, and longer duration of intubation. However, the 30-day mortality and the 1-year survival were not significantly different between groups.
Even though our data suggest that CPB has no deleterious effect, we understand that our study has some limitations. First, we cannot conclude that CPB is beneficial on the basis of our data. However, the goal of this study was to test the hypothesis that CPB has no deleterious effects on graft function and therefore clinical outcome in lung transplantation, once confounding factors are eliminated. We believe that controlled reperfusion is an important concept and hope that this study will raise significant questions about the adverse effects of CPB in lung transplantation. We believe that prospective, randomized studies to assess the role of controlled reperfusion in minimizing ischemic-reperfusion injury are warranted. Second, for a comparison of a homogeneous population undergoing the same procedure, the number of patients in the study was small. We realize that a type II error, or failure to reject a null hypothesis when it is false, is possible in this study. Our study does not have the power to definitively rule out any deleterious effect of CPB. We have performed power calculations for this study's findings, and for an
of .05 and a power of 80%, we would have needed 26 patients per group to detect a large effect size, 65 patients per group to detect a medium effect size, and 390 patients per group to detect a small effect size. Third, we realize that this is a retrospective review, and the decision to use CPB electively is biased by the individual surgeon's preference. Finally, patients were not randomly assigned to study the effect of CPB. As previously discussed, a prospective, randomized study with a significant sample size would be required to definitely conclude that CPB does not deleteriously affect lung function or clinical outcome.
The technical aspects of lung transplantation are challenging and continue to evolve at our institution. Our current practice is to use CPB in the setting of pulmonary hypertension (mean PaO2 40 mm Hg) on maximal support (PCO2 25-30 mm Hg, inhaled nitric oxide at 40 ppm, isoproterenol at the maximum tolerable dose keeping heart rate <110 beats/min, and alprostadil at the maximum tolerable dose keeping mean arterial pressure 60 mm Hg). Our practice in the setting of bilateral sequential lung transplantation in the absence of pulmonary hypertension continues to evolve. Currently we favor routine elective use of CPB during the implantation of the second pulmonary allograft to control perfusion pressure in the first lung, to eliminate hemodynamic instability or hypoxia during the procedure, and to aid in exposure of the left hilar structures. Although there is evidence suggesting that the use of heparin-bonded circuits and leukocyte filtration may provide additional benefit, we do not currently use this approach in our program. Whether controlled reperfusion is protective against ischemia-reperfusion injury is still unknown. However, our study suggests that there is minimal deleterious effect of CPB on lung transplantation used electively in the specific setting of bilateral sequential lung transplantation for patients with COPD. Even though CPB resulted in a higher transfusion requirement, it did not adversely affect allograft function and clinical outcome. Although we are not advocating routine use of CPB for either single- or double-lung transplantation procedures, we hope that this study will remove some of the unwarranted fear of the use of CPB in lung transplantation for COPD.
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