J Thorac Cardiovasc Surg 2003;125:578-591
© 2003 The American Association for Thoracic Surgery
Surgery for Acquired Cardiovascular Disease |
Immunologic sensitization in recipients of left ventricular assist devices
Ranjit John, MDa,
Katherine Lietz, MDa,
Michael Schuster, BSa,
Yoshifumi Naka, MDa,
Vivek Rao, MDa,
Donna M. Mancini, MDb,
Eric A. Rose, MDa,
Craig R. Smith, MDa,
Mehmet C. Oz, MDa,
Niloo M. Edwards, MDa,
Silviu Itescu, MDa
From the Departments of Surgerya Cardiology,b Columbia University College of Physicians and Surgeons, New York, NY.
Read at the Twenty-seventh Annual Meeting of The Western Thoracic Surgical Association, San Diego, Calif, June 20-23, 2001.
Received for publication June 28, 2001. Revisions requested Aug 28, 2001; revisions received Jan 22, 2002. Accepted for publication April 12, 2002.
Address for reprints: Ranjit John, MD, Division of Cardiothoracic Surgery, Columbia Presbyterian Medical Center, Milstein Hospital Building 7-435, New York, NY 10032 (E-mail: ranjitj{at}pol.net).
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Abstract
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Objective: Left ventricular assist device implantation is associated with an increased risk of development of circulating anti-HLA class I and II antibodies (sensitization). We investigated the impact of sensitization on posttransplantation outcomes in 105 consecutive left ventricular assist device recipients.
Methods: Five hundred twenty-one consecutive adult cardiac allograft recipients between 1992 and 1999 were retrospectively studied. Of these, 105 were supported with a left ventricular assist device. Pretransplantation and posttransplantation antibody production, time to transplantation after listing, rejection, freedom from transplant coronary artery disease, and survival were evaluated by Kaplan-Meier analysis. Among sensitized left ventricular assist device recipients, 26 were treated with a pretransplantation immunomodulatory regimen consisting of intravenous immunoglobulin and cyclophosphamide.
Results: There were no significant differences between left ventricular assist device recipients and nonbridged recipients with respect to pretransplantation demographic characteristics and ABO and HLA matching. Among left ventricular assist device recipients, 66% (69/105) were sensitized before transplantation; in contrast, only 6% (24/399) of nonbridged recipients were sensitized (P < .001). Sensitized untreated left ventricular assist device recipients had both a prolongation of waiting time to transplantation and an increased risk of acute rejection. Pretransplantation immunomodulatory therapy reduced both the increased waiting time and the increased risk of acute rejection. However, sensitization or the use of immunomodulatory therapy in left ventricular assist device-bridged recipients did not influence posttransplantation survival relative to nonbridged recipients.
Conclusions: Left ventricular assist device recipients have survival outcomes similar to those of nonbridged recipients after cardiac transplantation, despite their significantly higher immunologic risk. The reduced rate of transplantation and the increased incidence of rejection observed in sensitized left ventricular assist device recipients are prevented by immunomodulatory therapy. Sensitization will remain an important issue with increased use of left ventricular assist devices, and improved understanding of this is essential to achieve better outcomes in the management of patients with end-stage heart failure.
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Introduction
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The development of circulating antibodies, termed sensitization, may occur as a result of previous blood transfusions, previous pregnancies, a previous allograft, and, more recently, the presence of a left ventricular assist device (LVAD).
1,2 It is well known that human renal allografts in sensitized recipients may undergo fulminant rejection within minutes or hours of revascularization.
3 This pattern of hyperacute rejection almost never occurs today because of current immunologic monitoring protocols. In a 1969 landmark study, Patel and Terasaki
4 established that a prospective negative crossmatch between donor lymphocytes and recipient serum is the single best predictor of short-term allograft survival. The presence of preformed lymphocytotoxic antibodies reactive against donor lymphocytes in recipient serum (a positive donor-specific crossmatch) is considered a contraindication to solid organ transplantation because of the high incidence of humoral allograft rejection, increased risk of early graft failure, and poorer patient survival.
5-7 Current standards in kidney transplantation mandate a crossmatch between donor-recipient pairs before transplantation. However, constraints of prolonged ischemic time do not allow crossmatching to be a routine test in cardiac transplantation. A much less precise surrogate to ensure immunologic compatibility has been the use of panel reactive antibody (PRA) testing.
The proportion of highly sensitized patients on cardiac transplant waiting lists has been progressively expanding in recent years as a result of widespread use of left ventricular assist devices (LVAD) and increasing numbers of patients undergoing retransplantation.
8,9 LVAD recipients have prominent B-cell activation, as evidenced by heightened production of anti-HLA class I and class II immunoglobulin G (IgG) antibodies.
10 Although use of leukocyte-filtered platelets can partially reduce anti-HLA class I antibody production, B-cell hyperreactivity associated with
LVAD implantation results from a multifactorial dysregulatory process involving heightened T-cell apoptosis, selective loss of TH1 type T cells, and unopposed production of TH2 cytokines.
11 As a consequence of circulating anti-HLA class I and class II antibodies, LVAD recipients are subject to repeated positive crossmatches, increased waiting time to cardiac transplantation, and heightened risk of cellular rejection after transplantation. In this large single-center study we investigated the impact of sensitization in LVAD recipients on posttransplantation outcomes relative to nonbridged cardiac allograft recipients and evaluated the influence of immunologically focused interventions to prevent the adverse immunologic and clinical effects of sensitization on LVAD recipients undergoing cardiac transplantation.
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Methods
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Patients
Between January 1992 and November 1999, a total of 521 consecutive primary transplants were performed on adult (age >18 years) recipients at the Columbia Presbyterian Medical Center. The patients were predominantly male (78.1%) and white (81.3%), with a mean age of 50.8 ± 12.7 years. The major pretransplantation diagnosis was ischemic cardiomyopathy (62%), followed by idiopathic cardiomyopathy (26%), congenital heart disease (5%), and others (7%). One hundred five patients (20%) were supported with LVADs before transplantation.
Clinical data
The following pretransplantation variables were analyzed: recipient age, recipient sex, recipient ethnicity, pretransplantation diagnosis, pretransplantation cytomegalovirus infection, donor age, donor sex, donor race, ischemic time, and HLA-A, HLA-B, and HLA-DR mismatches. The pretransplantation development of IgG anti-HLA class I and II antibodies and waiting time to transplantation were evaluated as part of the pretransplantation analysis. In the posttransplantation period, data on acute rejection, transplant-related coronary artery disease (TCAD), and survival were evaluated and compared between the groups.
Operative techniques
Hearts were harvested from beating-heart, brain-dead donors. Graft procurement and preservation used cold cardioplegic arrest with University of Wisconsin solution and topical hypothermia. From 1992 through 1996, orthotopic cardiac transplantation was performed with the biatrial technique described by Lower and Shumway.
12 Since 1996 we have performed almost all transplants with the bicaval anastomosis technique.
Immunosuppressive regimen
All patients received triple immunosuppression consisting of cyclosporine, steroids, and azathioprine. Azathioprine was given at an initial preoperative dose of 4 mg/(kg x d), followed by a daily intravenous dose of 2 mg/kg until the patient could tolerate oral medication. Since 1996 azathioprine has been replaced by mycophenolate mofetil, starting at a dose of 1000 mg twice daily. Cyclosporine was given at the initial dose of 1 to 2 mg/(kg x d), which was adjusted to maintain trough whole blood levels between 300 and 350 ng/dL. Between 3 and 6 months after transplantation cyclosporine dosage was adjusted to maintain blood cyclosporine levels between 150 and 250 ng/dL, and after 6 months the levels were kept between 100 and 150 ng/dL. Methylprednisolone (500 mg) was administered intravenously during the operation and in the postoperative period at a dose of 125 mg every 8 hours over 24 hours. Prednisone was given in tapering doses from 1 mg/(kg x d) immediately after the operation to 0.1 mg/(kg x d) by the fourth month. Rejection episodes were treated with oral or intravenous pulses of steroid at 100 mg/d for 3 days followed by a taper over 1 week to the baseline dose. Patients without response to steroid therapy were treated with cytolytic therapy (OKT3 or ATGAM).
Early in our experience (1992-1996) we noted the development of sensitization in LVAD-supported patients and the subsequent deleterious effects of sensitization.
13 On the basis of this experience, we devised and subsequently instituted a treatment regimen consisting of cyclophosphamide and intravenous immunoglobulin (IVIg) for all sensitized patients from 1997 onward. Twenty-six sensitized LVAD recipients with anti-HLA antibodies awaiting cardiac transplantation received a treatment regimen consisting of 1 to 3 monthly courses of cyclophosphamide given intravenously in a single infusion dose of 0.5 to 1.0 g/m2 together with pooled human IVIg at 2 g/kg given in four divided daily doses. Mesna was intravenously coadministered immediately before and after cyclophosphamide infusion and at the same total dosage to prevent toxic effects of breakdown metabolites on bladder mucosa.
Each sensitized patient received a monthly treatment course consisting of cyclophosphamide and IVIg. Anti-HLA antibody levels were measured at weekly intervals from the date of onset of treatment. Multiple courses (
3) were administered to patients who did not have a significant drop in anti-HLA antibody levels with the initial course. All 26 sensitized cardiac allograft recipients were treated with triple immunosuppression that included monthly posttransplantation pulses of intravenous cyclophosphamide at 0.5 to 1.0 g/m2 for 4 months instead of mycophenolate mofetil (MMF). These patients subsequently received mycophenolate mofetil for the remainder of the posttransplantation period.
Acute rejection
The diagnosis of acute rejection was based on clinical symptoms and confirmed by endomyocardial biopsy performed weekly for the first 3 weeks, every second week for the next three biopsies, every 3 weeks for the next three biopsies, monthly for the first year, and every other month thereafter. The biopsy specimens were graded according to International Society for Heart and Lung Transplantation criteria.
14 High-grade cellular allograft rejection was defined pathologically as at least grade 3A or 3B.
Angiography and diagnosis of TCAD
Patients underwent annual coronary angiography. The diagnosis of TCAD was based on the following criteria: (1) discrete lesions resulting in more than 50% obstruction of the proximal or mid portions of major graft vessels or (2) diffuse, concentric narrowing of the whole vessels, including their branches. If TCAD was found, the frequency of angiography was increased to a biennial regimen. Patients were not given routine vasodilators before coronary injections. All angiograms were reviewed by a cardiologist and compared with the previous year's films to detect the presence of luminal irregularities, discrete stenoses, loss of third-order branches, or pruning of vessels. Explanted hearts and autopsy specimens were examined for evidence of vessel occlusion and irregularities, ischemic damage, and presence of acute cardiac rejection.
HLA typing
Serologic typing of HLA-A and HLA-B loci was performed by standard microcytotoxicity techniques. HLA-DR typing was performed by serologic analysis.
Detection of anti-HLA antibodies
Serum samples were obtained from all patients on the day of transplantation and screened for the presence of lymphocytotoxic antibodies against separated T lymphocytes and B lymphocytes obtained from a panel of 70 individuals representative of all HLA class I and class II antigens found in the North American population. A negative prospective donor-specific lymphocytic crossmatch was required before transplantation when the anti-HLA antibody reactivity was greater than 20%.
Pretransplantation serum samples were obtained from all patients at risk for sensitization on the day of initial United Network for Organ Sharing listing for transplantation and then every 2 weeks until transplantation. In sensitized patients undergoing treatment, anti-HLA antibody levels were measured at weekly intervals from the date of treatment until transplantation. All sensitized patients, irrespective of whether immunomodulatory therapy was used, underwent a prospective donor specific lymphocytotoxic crossmatch. Posttransplantation serum samples were obtained from all patients with each biopsy.
Determination of anti-HLA antibody specificity for major histocompatibility complex class I or class II antigens
Working definitions for IgG antibodies against HLA class I molecules or class II molecules were established in our laboratory with serum samples from 28 heart transplant recipients with PRA values greater than 10% as reference and with anti-HLA class I and class II specificities defined by standard tail analysis as has been described previously elsewhere.
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Statistical analysis
Differences between groups were examined with the
2 or Fisher exact test. Continuous variables were compared with a Student t test if values were normally distributed; if not, a Wilcoxon rank sum test was used. Survival estimates were based on the Kaplan-Meier method, and curves were compared with a log-rank test.
15 The cumulative rejection frequency used the method of Wei and colleagues
16 to produce tests and partial likelihood estimates for repeated events. To obtain reliable and comparable relative odds of transplantation for all groups, we arbitrarily chose a period of 2 months (the mean waiting time for status I patients is 2.4 months) and compared probability of transplantation at that time in all studied groups. However, we also studied the mean and median waiting times for transplantation in all these groups for further comparison. Values are reported as mean + SD. Data were analyzed with SAS System software version 6.14 (SAS Institute, Inc, Cary, NC).
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Results
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Demographic characteristics of LVAD recipients
One hundred five of 521 heart transplant recipients (20%) were supported before transplantation with LVADs. Demographic characteristics of all heart transplant recipients who were bridged with LVADs before heart transplantation and of nonbridged cardiac allograft recipients are shown in Table 1. Sixty seven percent of LVAD recipients (70/105) had a pretransplantation diagnosis of ischemic cardiomyopathy, in contrast to 57% of nonbridged cardiac allograft recipients (236/416, P = .05). Other demographic data did not differ statistically between the two groups. In addition, ischemic time and recipient-donor HLA-A, HLA-B and HLA-DR mismatching did not differ between the two groups.
Waiting times for LVAD recipients
As seen in Table 1
, most LVAD recipients (77%) were initially listed as status I patients, in contrast to only 34% of control recipients (P < .001). Of 97 LVAD recipients who were enrolled on a United Network for Organ Sharing waiting list between January 1992 and January 1999, 53% (51/97) were listed as status I on the day of LVAD implantation; the remaining 47% (46/97) were initially listed as either status I (24/46, 52%) or status II (22/46, 48%) and waited a mean duration of 3.9 ± 7.5 months (range 0.1-41.8 months) for LVAD placement and subsequent conversion to status I (Table 2). The mean time from LVAD placement to transplantation was 3.13 ± 1.7 months (Table 2
).
High prevalence of pretransplantation sensitization to HLA antigens among LVAD recipients
As shown in Table 3, 66% of patients receiving LVAD support (69/105) had IgG antibodies directed against HLA molecules develop, compared with only 6% of nonbridged heart transplant recipients (24/399, P < .001). The pretransplantation production of IgG antibodies was directed against both HLA class I and II molecules; 57% and 40% of LVAD recipients had IgG anti-HLA class I and class II antibodies, respectively, in contrast to only 4% and 4%, respectively, of nonbridged transplant recipients (both P < .001).
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Table 3. Presence of IgG anti-HLA antibodies before or on the day of transplantation in LVAD-bridged and control recipients
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Pretransplantation sensitization with IgG anti-HLA class I antibodies and prolonged waiting times to transplantation in LVAD recipients
Pretransplantation sensitization with IgG anti-HLA antibodies, in particular those directed against class I molecules, prolonged waiting time from LVAD implantation to heart transplantation. As illustrated in Table 4, the probability of undergoing transplantation was increased 4-fold for LVAD recipients who did not acquire IgG anti-HLA class I antibodies relative to those who did (P < .0001). Of 105 LVAD recipients, only 17% patients with anti-HLA class I antibodies received a heart transplant within 2 months from LVAD implantation, versus 53% of control patients (P < .0001. The development of anti-HLA IgG class II antibodies also had an impact on waiting time to transplantation for LVAD recipients. The probability of transplantation within 2 months of LVAD implantation was 2-fold lower for LVAD recipients who did not acquire anti-HLA class II antibodies (P = .05). For LVAD recipients who acquired antibodies against either class I or II HLA molecules, the probability of undergoing cardiac transplantation was 2.6-fold higher than that of control nonsensitized LVAD recipients (P = .005).
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Table 4. Pretransplantation sensitization with IgG anti-HLA antibodies, in particular directed against class I molecules, and prolonged waiting times to transplantation in LVAD recipients
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Treatment of presensitized LVAD recipients and shortened waiting times to transplantation.
Table 5A and Table 5B compare the waiting times to transplantation of status I (n = 104) and status II (n = 201) nonsensitized patients with those of sensitized LVAD recipients (n = 34), sensitized untreated LVAD recipients (n = 45), and sensitized LVAD recipients who were treated with IVIg and cyclophosphamide (n = 26). Relative to status II recipients, the probability of transplantation within 2 months from listing was highest for status I patients (relative risk [RR] 6.160, P < .001), followed by nonsensitized LVAD recipients (RR 2.7, P < .001) and sensitized LVAD recipients who were treated (RR 2.955, P < .001). Sensitized LVAD recipients who did not receive any treatment had a likelihood of undergoing transplantation similar to that of status II patients (RR 1.499, P = .18).
Influence of LVAD bridging on recipient survivals after heart transplantation
As seen in Table 6A, Table 6B, and Figure 1, A, 5-year posttransplantation survival was comparable between LVAD recipients (75%) and nonbridged transplant recipients (72%, P = .53). Because immunomodulatory regimens for sensitized patients were introduced in 1997 and 1998, a 1-year analysis was thought to be most representative to analyze the impact of immunomodulatory regimens for pretransplantation LVAD sensitization on subsequent posttransplantation survival, as illustrated in Table 6C. One-year mortalities among nonsensitized, nonbridged status I and II patients were 20% and 17%, respectively; these were not statistically different from the mortalities in LVAD recipients who were not sensitized (18%), were sensitized and untreated (16%), and were sensitized and treated (12%, P = .65). Figure 1
, B, presents 5-year actuarial survivals among these five groups (P not significant).

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Fig. 1. Actuarial (Kaplan-Meier) survivals after heart transplantation. Symbols represent actual events, positioned along horizontal axis at time of event and by Kaplan-Meier method along vertical axis. A, Squares, Nonbridged recipients; triangles, LVAD-bridged recipients. B, Filled squares, Sensitized and treated LVAD recipients; triangles, unsensitized LVAD recipients; filled circles, sensitized untreated LVAD recipients; open circles, status I recipients; open squares, unsensitized status II recipients.
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Prevention of increased high-grade acute rejection after cardiac transplantation in sensitized LVAD recipients by IVIg and cyclophosphamide therapy
There was no correlation between pretransplantation LVAD support and acute rejection after cardiac transplantation relative to nonbridged cardiac allograft recipients (Figure 2, A). As seen in Table 7A, the incidence of at least one high-grade rejection episode within the first year after cardiac transplantation was 39% among recipients who had LVADs, versus 37% among nonbridged cardiac allograft recipients (RR = 0.93, P = 0.71). A detailed analysis comparing the five previously described groups of patients, however, supports the hypothesis that transplant recipients with pretransplantation LVAD support were not at an increased risk for acute rejection after heart transplantation unless they were sensitized with anti-HLA antibodies and did not receive any immune intervention. As seen in Figure 2
, B, and Table 7B, sensitized, untreated LVAD recipients were at 2.7-fold greater risk for at least one high-grade acute rejection within the first posttransplant year than were status I or II patients. In fact, those LVAD recipients who were not sensitized and those who were sensitized and treated had significantly lower cumulative frequencies of rejection (0.3 and 0.28, respectively, P < .05).

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Fig. 2. Actuarial (Kaplan-Meier) freedoms from high-grade acute rejection. Symbols represent actual events, positioned along horizontal axis at time of event and by Kaplan-Meier method along vertical axis. A, Squares, Nonbridged recipients; triangles, LVAD-bridged recipients. B, Filled squares, Unsensitized LVAD recipients; triangles, sensitized and treated LVAD recipients; filled circles, sensitized untreated LVAD recipients; open circles, status I recipients; open squares, status II recipients.
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Lack of association in LVAD recipients between sensitization and development of TCAD
There was no association between pretransplantation LVAD support and development of TCAD. The incidence of TCAD among LVAD-supported patients at the first annual angiography (mean duration 18 months after transplantation) was 31%, versus 26% among control heart transplant recipients (Figure 3, P = .49). Further, in LVAD recipients pretransplantation sensitization and treatment did not affect the development of TCAD, as shown in Table 8.

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Fig. 3. Actuarial (Kaplan-Meier) freedoms from TCAD detected by annual coronary angiography. Symbols represent actual events, positioned along horizontal axis at time of event and by Kaplan-Meier method along vertical axis. Squares, Nonbridged recipients; triangles, LVAD-bridged recipients.
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Safety profiles of pretransplantation and posttransplantation immunosuppressive therapy
Treatment with intravenously administered cyclophosphamide has proved to be extremely safe. Systemic fungal infections occurred before transplantation in 22% of sensitized LVAD recipients who did receive cyclophosphamide. The incidence of cytomegalovirus disease (defined as clinical disease together with virologic culture confirmation) after transplantation was 3 of 26 cyclophosphamide-treated patients (12%). No other systemic viral, bacterial, or fungal infections were seen in patients treated with cyclophosphamide. Cyclophosphamide therapy was frequently (>80%) accompanied by transient nausea and vomiting that responded to antiemetic therapy. Mesna was coadministered with cyclophosphamide and may have contributed to the absence of any cases of hemorrhagic cystitis. No malignancies have developed after 53.5 patient-mo of follow-up (range 6-38 months). IVIg therapy was associated with immune complex disease in 4 of 26 monthly courses (15%), as evidenced by fevers, arthralgias, and maculopapular rashes. Reversible renal insufficiency (defined as >50% increase in serum creatinine level) occurred in 4 cases.
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Discussion
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Historically, it was Medawar
17 in 1946 who first described the accelerated pace of skin graft rejection in rabbits challenged with donor blood relative to the process of acute rejection in unsensitized animals. Later, Simonsen and associates
18 showed that a second transplant from the original canine donor and not from a third-party donor was rejected faster than was the first organ. It was shown more than 30 years ago that human renal allografts in sensitized recipients may undergo fulminant rejection within minutes or hours after revascularization.
3 Because of the historic concept that rejection in sensitized individuals is driven primarily by the humoral component of the host immune system, cellular immune responses have received relatively less attention. However, current concepts emphasize the interdependence of the two pathways and recognize a key role for T cells, primarily of the CD4 phenotype, and macrophages in the initiation and control of B-cell differentiation and immunoglobulin production through the elaboration of a number of cytokine mediators.
As mentioned earlier, the classic risk factors for alloimmunization in organ transplant recipients, including previous allografts, pregnancy, and blood transfusions, have been extensively studied in renal allograft recipients. More recently, sensitization in patients awaiting cardiac transplantation has been of significant importance and has been evaluated in detail. Our current experience shows that 66% of patients receiving LVAD support acquired IgG antibodies directed against HLA molecules, versus only 6% of nonbridged heart transplant recipients. In an earlier analysis of 40 patients receiving LVAD support while awaiting cardiac transplantation at our institution, Moazami and colleagues
19 observed that 80% of patients had development of antibodies against major histocompatibility complex class I or II antigen. Several risk factors, including previous pregnancy, transfusions, age, sex, concurrent risk factors, and perioperative blood product use, were studied in an attempt to predict risk factors for the development of these antibodies. According to multivariate analysis, only platelet transfusions were predictive of development of anti-HLA IgG antibodies, with patients receiving more than 6 units of platelets being at higher risk. However, the significance of the importance of blood products in sensitization in patients with heart failure receiving LVAD support while awaiting cardiac transplantation is controversial. Stringham and colleagues
20 used a strict protocol to avoid transfusion of cellular blood products to LVAD recipients and concluded that this did not universally protect these patients against HLA allosensitization. They suggested that the use of fresh-frozen plasma (which could contain small amounts of soluble HLA antigens) and that previous cardiac surgery could themselves influence sensitization. Massad and coworkers
2 showed that there was no significant difference in the frequency of HLA sensitization between LVAD recipients tested before LVAD support and nonbridged patients tested before cardiac transplantation; however, sensitization was present in 66% of all patients tested after LVAD placement. Further, a significant increase in mean PRA level occurred during LVAD support. The influence of infections on sensitization in patients receiving mechanical circulatory support is also controversial.
21,22
It is also possible that the immunologic alterations in recipients with LVADs may be directly related to interactions between the LVAD surface and the host immune system itself. We have shown that TCI LVAD implantation (Thermo Cardiosystems, Inc, Woburn, Mass) is accompanied by colonization of the LVAD surface with heterogeneous cellular populations composed primarily of monocytes or macrophages and T cells.
10 Detailed examination of the T-cell populations on the LVAD surface demonstrated heightened in vivo T-cell activation of both TH1 and TH2 type cells, as determined by markers of cellular activation and cytokine messenger RNA gene expression. As a result of this heightened state of activation after exposure to the LVAD surface, circulating T cells in LVAD recipients demonstrated excessive T-cell apoptosis through CD95-CD95L interactions, with a concomitant increase in production of TH2 cytokines, particularly interleukin 10. Because augmented levels of CD95-dependent T-cell apoptosis
23,24 and a predominant TH2 type cytokine profile
25,26 are features also common to patients with systemic lupus erythematosus, LVAD implantation may serve as an iatrogenic model for diseases of B-cell hyperreactivity and autoantibody production.
The clinical implications of sensitization in LVAD recipients awaiting cardiac transplantation are significantly adverse in nature. The presence of preformed anti-HLA alloantibodies in serum samples of patients awaiting cardiac transplantation predicts a high likelihood of repeated positive donor-specific T-cell crossmatch reactivity, with the consequence of increased waiting time to transplantation. The complications of long-term LVAD use, together with the effects of the underlying cardiac disease state, make such prolongation of the waiting time to transplantation a significant risk factor for morbidity and mortality among patients on cardiac transplant waiting lists.
Only approximately 35% of patients in the United States awaiting cardiac transplantation receive transplants during a given year, whereas nearly 30% die awaiting a suitable donor. The likelihood of transplantation is even lower for highly sensitized patients with high levels of circulating anti-HLA antibodies. Much of the data on sensitized patients has emerged from extensive experience with renal transplant recipients. Potential primary or reoperative renal transplant candidates with high levels of these antibodies are subject to prolonged waiting periods for a transplant. On the basis of the experience in renal transplantation, potential cardiac allograft recipients with PRA levels greater than 20% require a negative prospective (before transplantation) donor-specific lymphocytotoxic crossmatch to receive the organ. Thus individuals whose serum samples repeatedly yield positive crossmatch reactions have longer waiting times until a crossmatch-negative donor can be found. Although successful heart transplantation in sensitized patients without a prospective crossmatch has been reported, it has been our strict policy to perform a prospective donor specific crossmatch in sensitized patients. This obviously precludes distant organ procurement for these patients, thereby narrowing an already shrunken donor pool. Unlike the case of renal transplant recipients, who can be successfully maintained with dialysis for prolonged periods, the lack of a widely available reliable alternative cardiac support system (with the exception of LVADs until recently) translates prolongation of waiting time into clinical deterioration and sometimes death. As a result, it has been the policy of some transplant centers to perform only retrospective crossmatches for cardiac transplant recipients. Our experience demonstrates that the probability of undergoing transplantation was increased by 4-fold in LVAD recipients who do not acquire IgG anti-HLA class I antibodies relative to LVAD recipients with IgG anti-HLA class I antibodies. The development of anti-HLA class II antibodies also had an impact, although less significant than that of class I antibodies, on waiting times to transplantation in LVAD recipients.
We have shown that the presence of anti-IgG class II antigens at the time of cardiac transplantation was highly predictive of early high-grade cellular rejection as well as of higher cumulative annual rejection frequency in the posttransplantation period.
13 Acute cellular rejection of cardiac allografts is accompanied both in the circulation and in the allograft of recipient T cells that react with donor HLA-DR peptides presented by self-antigen-presenting cells.
27 The relationship between recurrent high-grade cellular rejections and preexisting IgG anti-class II antibodies may be related to the presence of circulating presensitized memory B cells in allosensitized patients that are capable of reacting with HLA-DR molecules and presenting cryptic epitopes to helper CD4 T cells.
28,29 More importantly, we have shown that immunomodulatory therapy reduced the prolonged waiting time as well as the increased risk for acute rejection in highly sensitized patients.
Immunologic treatment of sensitized LVAD recipients before transplantation with intravenously administered cyclophosphamide together with IVIg significantly reduced serum alloreactivity,
30 also reducing waiting list times to those of nonsensitized patients. The mechanism by which IVIg transiently reduces anti-HLA serum reactivity is not well defined but may be related to the presence in the IVIg preparation of soluble HLA class I molecules that bind circulating anti-HLA antibodies
31,32 or of non-complement-fixing antibodies against HLA class I molecules that compete with recipient alloreactive antibodies by binding to nonpolymorphic determinants in the
-helical region of HLA class I molecules.
33 Although IVIg stimulates the production of immunoglobulin M anti-idiotypic blocking antibodies to HLA in recipient serum,
34 this immunomodulatory mechanism is unlikely to account for the rapid, transient, and nonsustained clinical effect observed with IVIg administration. IVIg therapy has been used with considerable success in the treatment of highly sensitized patients awaiting kidney transplantation.
35 Glotz and associates
36 reported on the use of high-dose IVIg therapy in highly sensitized patients receiving dialysis treatment to allow decrease in HLA-specific alloantibodies. Cyclophosphamide administered long term in low doses has been used with increasing success in the treatment of several autoimmune diseases that are characterized by hyperactivity of the immune system.
37 Because the mode of action of cyclophosphamide involves antimitotic mechanisms, it is most effective when used against B cells that are rapidly proliferating. Although immunoglobulin production may be augmented shortly after initiation of cyclophosphamide therapy, B-cell function is suppressed by long-term low-dose therapy. Cyclophosphamide therapy has also been shown to have a selective suppressive effect on discrete stages of the B-cell cycle, including both proliferation and differentiation.
38
Rose and coworkers
39 reported an association between anti-HLA antibodies and accelerated coronary artery disease in cardiac allograft recipients. In a large retrospective study of 463 cardiac allograft recipients, Lavee and coworkers
7 showed that the degree of PRA elevation correlated not only with the occurrence of early acute rejection but also with subsequent development of graft atherosclerosis. Thus these studies suggested an association between the presence of anti-HLA antibody and accelerated graft atherosclerosis. However, direct histopathologic examination of the cardiac allograft has not demonstrated a primary role for alloantibody in graft disease.
40 The definitive role of cell-mediated immune responses probably leaves a complementary role for alloantibody in graft atherosclerosis, possibly by enhancing T-cell binding to the vascular endothelium. We did not find an association between the presence of preformed anti-HLA antibodies and the development of TCAD. It is possible that the current immunosuppressive regimens, the improved detection and treatment of acute rejection, and prophylaxis for cytomegalovirus infections have reduced the impact of preformed antibodies on TCAD development.
In conclusion, because the frequency of HLA sensitization has shown to be increased among LVAD recipients it is especially important that PRA testing be performed at regular intervals for LVAD recipients awaiting cardiac transplantation. Before transplantation all patients with elevated PRA levels (>20%) should undergo prospective lymphocytotoxic crossmatching with donor T- and B-lymphocytes with determination of IgG and immunoglobulin M specificities. Because of the current time constraints on cold ischemic time of heart preservation, it is not feasible to perform prospective crossmatching for every cardiac transplant recipient. A positive IgG lymphocytotoxic crossmatch against donor T lymphocytes should be a definite contraindication for heart transplantation. It has been suggested that patients who are highly sensitized before transplantation may be at risk for the development of anti-HLA antibodies in the posttransplantation period, thereby potentially contributing to deleterious effects on the cardiac allograft. Thus these patients merit close follow up and possibly even more intense and targeted immunosuppression. Further studies are required to assess the role of more selective and less global immunosuppression in this group of sensitized patients. With increasing use of LVADs for patients with heart failure, a better understanding of their immunologic interactions and their subsequent clinical consequences is essential to achieve continued successful outcomes fir patients with end-stage heart failure.
41,42
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Appendix: Discussion
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Dr Anees J. Razzouk (Loma Linda, Calif). The limited supply of donor organs has caused an increase in the use of mechanical circulatory support to bridge potential recipients to cardiac transplantation. Allosensitization to HLA class I or II antigens, defined as PRA greater than 10%, can develop during LVAD support and has become a clinical problem of significance. Concerns regarding the adverse effects of sensitization on graft rejection and recipient survival have prompted different therapies to reduce PRA before transplantation. Such regimens have included plasmapheresis, avoidance of cellular blood product transfusions in LVAD recipients, administration of IVIg, and immunosuppression. There is significant controversy with regard to the management of sensitized patients awaiting transplantation. Strict protocols requiring a negative prospective crossmatch before transplantation result in a decreased donor pool and a longer duration of support in sensitized LVAD recipients. Such patients are often denied an otherwise suitable donor because of a positive crossmatch. This policy can translate into a longer duration of mechanical support, with increased inherent morbidity such as stroke and infection.
John and colleagues from Columbia are to be commended for this significant contribution and their creative management of this difficult group of patients awaiting cardiac transplantation. Their large retrospective series of 520 adult cardiac allograft recipients included 105 patients who were supported with LVADs. Sixty-eight of the 105 LVAD recipients, that is 65%, acquired sensitization at the time of transplantation. Twenty-six sensitized LVAD recipients were treated with IVIg and cyclophosphamide before transplantation. The major findings of their study were as follows: (1) Sensitized LVAD recipients had an increased risk of acute rejection during the first year, and this was reduced by pretransplantation immunomodulation therapy. (2) There was no significant difference in posttransplantation survival or graft vasculopathy between LVAD and nonbridged recipients, regardless of the PRA level or the use of immunomodulation therapy. (3) Sensitized untreated LVAD recipients were less likely to receive transplants within 2 months than were nonsensitized LVAD recipients. This brings me to my first question. How much did your policy to perform a prospective crossmatch contribute to the prolonged waiting time of the sensitized untreated LVAD patients? Another way of asking is, would you consider intraoperative or perioperative plasmapheresis followed by IVIg to allow cardiac transplantation in sensitized patients without a prospective crossmatch?
Dr John. Actually, since the conclusion of the study we have performed cardiac transplantation in about 6 or 7 patients despite a positive crossmatch. All these patients had waited for prolonged periods because of repeated positive crossmatches, and their conditions were deteriorating while they were on the waiting list. As a result, we performed a retrospective crossmatch and went ahead with the transplant, treating the patients with plasmapheresis and, more importantly, perioperative IVIg with cyclophosphamide starting before transplantation. Six of these 7 patients survived, although 1 had repeated humoral rejections after transplantation, which we believe is important and is why we believe that doing prospective crossmatching is important.
Dr Razzouk. You report the highest incidence of allosensitization associated with LVAD support in the literature, 65%. How often do you check the PRA, and have you noticed a decrease in the PRA with time? In other words, is this a transient sensitization?
Dr John. I think that several other groups have documented LVAD sensitization in the range of 40% to 60%, and certainly we test PRA levels at monthly intervals in these patients. PRA levels are known to change with time. Thus it is our practice to check PRA levels at monthly intervals.
Dr Razzouk. My last question relates to the incidence of high-grade acute rejection among the sensitized patients during the first year after transplantation. Were those mostly humoral or cellular rejection episodes? And did the beneficial effect of IVIg and cyclophosphamide against rejection extend beyond the first year after transplantation? Should this group of sensitized patients receive more intense long-term immunosuppression and more rigorous surveillance after transplantation?
Dr John. The incidence of rejection refers to cellular rejection. The incidence of humoral rejection in this entire cohort of patients was remarkably low. Certainly, sensitized treated patients do receive more monitoring because of the implementation of the new protocol, close watch of their immunosuppression, and we believe that this contributes to the trend that we observed toward increased survival in the sensitized treated group of patients. Certainly the effect of IVIg and cyclophosphamide does not persist beyond the first year after transplantation, but I think that these patients go into the transplantation without these deleterious antibodies, and that gives them the maximum benefit.
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